We establish unconditional almost-all ternary results for the restricted weighted Goldbach sum
together with conditional extensions under the Density Hypothesis and the Generalized Riemann Hypothesis.
Main results.
(A) Almost-all via prime anchoring [Proved]. For every ,
(B) Almost-all with full asymptotic [Proved]. For all odd outside an exceptional set of size ,
where the ternary singular series is positive and effectively computable. For the main term equals with .
The minor-arc bound is proved in full, self-containedly, via the exact -orthogonality identity and a Hölder factorization. The exceptional-set constant is [Proved].
Articles 1, 2, and 3 by the same author of this work provide all the black box input data. No GRH, no density hypothesis, and no ternary sieve are used in Parts (A) and (B).
Keywords: Ternary Goldbach problem; Arithmetic progressions; Restricted Goldbach sum; Circle method; Hardy–Littlewood method; Minor arc estimates; Major arc estimates; Dirichlet characters; Exponential sums; Almost-all results; Exceptional set; Singular series; Prime Number Theorem; Vaughan identity; Hölder inequality; L²-orthogonality; Vinogradov–Vaughan bounds; Zero-density hypothesis; Generalized Riemann Hypothesis (GRH); Explicit constants
Goldbach’s ternary (weak) conjecture asserts that every odd integer is the sum of three primes. Its unconditional proof for all was established by Helfgott [8] using the Hardy–Littlewood circle method [7] with an extensive computational verification for small . In the unrestricted ternary problem one counts all triples with ; no congruence restriction is placed on any summand.
The present paper studies the restricted variant, in which the first prime summand is required to lie in a fixed arithmetic progression:
This restriction is not covered by Helfgott’s theorem: requiring to lie in a specific residue class modulo introduces Dirichlet characters and the zero-distribution of -functions in an essential way. The qualitative almost-all theory for was developed by Mikawa [12] and Zhan [18] (see also Montgomery–Vaughan [13]), but neither paper provides explicit constants or tracks the dependence on .
The purpose of this paper is to:
give a completely explicit almost-all theorem for with effective constants derived from the binary theory;
supply a complete, self-contained proof of the minor-arc bound via the Hölder factorization, closing the sole external dependency that appeared in earlier versions of this paper;
locate precisely those steps where the argument is complete and those where a gap remains;
state clearly what the result says versus what Helfgott’s theorem says.
This paper is the third in the Anderson series [1] establishes the unconditional almost-all theorem for the binary restricted sum
with fully explicit certified constants:
All enclosures are verified by partial products to with rigorous tail bounds [Comp. Verified].
Important correction from Paper 1 [1]. The constant was reported as in an earlier version of paper (v2: version 2), but paper itself corrects this value to after identifying an error in the Stechkin-function [16] minimization (the minimum of is , not as previously claimed). Throughout this paper we use the corrected value when we refer to the binary exceptional-set constant; wherever the older value appears in intermediate calculations it is understood as a placeholder that should be replaced by in any quantitative application.
Paper 2 [2] establishes conditional pointwise results for under GRH and the Density Hypothesis, including:
the corrected saddle-point exponent (replacing incorrect prior formulas and );
the explicit certified GRH threshold (with under Normalisation B, and a complete three-normalisation audit);
the Siegel-zero certification: all 122 primitive real Dirichlet characters of conductor are free of Siegel zeros, with global minimum at .
The conditional ternary results of Theorems 1.4 and 1.5 below follow from those of Paper 2 [2] via the transfer mechanism of Section 3.
This paper is the terminal paper of the unconditional-plus-ternary branch of the series; it depends on nothing beyond Papers 1 and 2 [1, 2].
It is essential to understand why Helfgott’s theorem does not imply the results of this paper.
Helfgott’s theorem asserts: for every odd , there exist primes with . This is an existence result: it says nothing about which residue class any summand belongs to.
Anderson’s restricted theorem asserts: for almost all odd , there exist primes with and for a prescribed residue class .
These are genuinely different statements because the class constraint on introduces Dirichlet characters into the exponential-sum decomposition of . The analytic content of the restricted theorem is the equidistribution of primes among residue classes modulo — governed by the zero-distribution of Dirichlet -functions — which Helfgott’s argument never needs to invoke. Concretely, starting from a representation with no class restriction, there is no mechanism that forces into any particular class; the restricted problem requires new analytic content.
Moreover, Helfgott’s proof is pointwise (valid for every ) whereas the present paper proves an almost-all statement (valid for all outside a set of density zero). The passage from almost-all to all requires additional hypotheses (DH or GRH), as in Papers 1 and 2 [1, 2].
We state all main theorems here, before their proofs. Each statement carries its exact epistemic label.
Theorem: (Almost-all via prime anchoring; [Proved]). Fix and . For every ,
Theorem: (Almost-all with full asymptotic; [Proved]). Fix , , and . There exists an effectively computable constant such that for all odd outside a set of size at most ,
where . In particular for all odd not in this exceptional set.
Theorem: (Explicit form for ; [Proved]). For every , all odd outside a set of size satisfy
where and . In particular .
Theorem: (Conditional under DH; [Cond. Proved (DH)]). Assume the Zero-Density Hypothesis with (Huxley [9]). Then for every and all sufficiently large odd (effectively),
Theorem: (Conditional under GRH; [Cond. Proved (GRH)]). Assume GRH for all , . Then for every and all odd (effective),
For one may take , i.e., .
Every non-trivial assertion in this paper carries exactly one of the following labels.
Unconditionally established by a complete written argument in this paper or cited from a companion paper in the series (papers entitled [1] and [2]).
Proved assuming the explicitly stated Zero-Density Hypothesis.
Proved assuming GRH for the relevant Dirichlet -functions.
A numerical inequality verified by explicit computation to stated precision.
A plausible result or step with a precisely identified gap.
Note. After the merger of Papers 3, no result in this paper carries the [Honest Caveat] label except for the heuristic GRH threshold of Theorem 9.5 and the DH sketch of Remark 9.3. All prior instances of [Honest Caveat] on are replaced by [Proved].
We do not prove for every odd unconditionally. Theorems 1.1–1.3 are almost-all results; the exceptional set may be non-empty.
We do not prove GRH, RH, or any zero-free region beyond the classical ones.
We do not resolve the full ternary Goldbach conjecture in arithmetic progressions (which would require all three primes in specified classes).
We do not produce a computational verification that for all small odd .
The -power scaling of the GRH effective constant for the ternary threshold is heuristically motivated, not rigorously derived [Honest Caveat] (Theorem 9.5).
Section 2 fixes notation and constants. Section 3 proves the transfer lemma and Theorem 1.1. Section 4 establishes positivity of . Section 5 handles the major-arc contribution. Section 6 proves the minor-arc bound via two complementary routes (the central technical contribution). Section 7 assembles Theorem 1.2 and Theorem 1.3. Section 8 discusses explicitly. Section 9 gives conditional extensions. Section 10 tabulates all constants. Section 11 lists open problems. Section 12 compares with Helfgott’s theorem. Section 13 gives the logical flow summary.
The two main works [1], [2], along with other works [3], [19], all by the same author, are taken into account.
Throughout, denote primes; is the von Mangoldt function; is the Möbius function; is Euler’s totient. We write . The notation means for an absolute constant ; subscripts indicate allowed dependencies. The letter (resp. , ) denotes an odd positive integer (resp. an even positive integer, a large real parameter).
Definition 1 (Goldbach sums and main terms). For even and odd , , :
Here is the twin-prime constant, is the binary singular series factor, and is defined in Definition 2.4.
Definition 2 (Exponential sums). For a large parameter :
The last identity in (8) follows from the orthogonality of Dirichlet characters (see [10]): .
Definition 3 (Major and minor arcs). Fix (to be chosen as in the global Parseval route and in the Hölder route; the relationship is discussed in Remark 6.7) and set . The major arcs are
Definition 4 (Ternary singular series). For odd , , , define
where the local factors are
The explicit local density at is computed in Lemma 4.2.
Definition 5 (Arithmetic constants; [Proved]). The following certified values are imported from Paper 1 [1] (where all enclosures are verified by partial products to with rigorous tail bounds):
Circle-method integral representation: The circle-method representation of is:
(9)
Derivation. Expand: . Integrating over and applying gives (3).
The fastest route to Theorem 1.1 is a one-line reduction to the binary almost-all theorem of Paper 1 [1].
Lemma: (Prime anchoring / Transfer Lemma; [Proved]). For every odd integer , , :
Proof. Every term in is non-negative (each factor ). We may therefore restrict the sum to the subfamily of triples with :
Since is odd and is prime, is an even integer . The inner sum over pairs with and is exactly by definition (2). Hence .
Remark: The restriction is valid because is prime and is a positive even integer for all odd . The factor is an explicit positive constant.
Corollary: ([Proved]). For every , , and every :
Proof. If then by Lemma 3.1, . The map is an injection from odd to even . Therefore
The main term satisfies for all even . By the binary almost-all theorem (Paper 1 [1], Theorem 1.1): for every there exists an effective such that
For effectively computable, ; hence would force . Thus
The first set has size by the above; the second is finite, hence for . Combined with (10), the conclusion follows.
Proof of Theorem 1.1. Immediate from Corollary 3.3, noting that has elements.
Remark: Corollary 3.3 proves Theorem 1.1 (the “almost-all via prime anchoring” result). It does not, however, provide an asymptotic formula for with an explicit main term; that requires the circle-method argument of Sections: Section 5–Section 7.
Lemma: (Convergence; [Proved]). The Euler product converges absolutely.
Proof. For we have , so . Since , the sum converges absolutely. The finitely many factors with are each bounded and positive (verified below for each case), so the full product converges absolutely.
Lemma: (Positivity: general case; [Proved]). For every , , and every odd satisfying the consistency condition (i.e., odd, compatible with the parity constraint), we have .
Proof. It suffices to verify for each prime .
Case , odd. for . For : if and is odd, then , so by direct local computation.
Case , , odd. for .
Case . We must verify local solubility: the congruence with has solutions with all coprime to . Since is odd and , a standard local density computation shows whenever the consistency condition holds. (For the explicit computation in the model case , see Lemma 4.3.)
Since all local factors are positive and the product converges by Lemma 4.1, .
Lemma: (Explicit positivity for ; [Proved]). For every odd :
where .
Proof. We compute each class of local factors for , .
Factor at . We have and . For odd , the three-prime representation requires (odd), odd (). The local density computation at gives , contributing an extra factor of relative to the base singular series (this compensates the in the main term formula).
Factors at , . . The product when combined with the factors at primes dividing .
Factors at , . , and .
Assembly. The ternary singular series for the unrestricted problem (all primes, odd ) is . Restricting to one of the two reduced residue classes modulo introduces a factor in the main term formula. The local factor at computed above contributes , so
Since , we have
[Comp. Verified]: . This follows directly from the certified enclosure of Paper 1 [1].
Lemma: (Major arc approximation of ; [Proved]). For with and , uniformly in , and any fixed :
Proof. Write (sum over characters mod ), apply the Siegel–Walfisz theorem (see Davenport [5] Ch. 22 or Vaughan [17] Thm. 3.1) to the principal character , obtaining where . Non-principal characters contribute .
Remark: (Effectivity at Siegel zeros). The constant in Lemma 5.1 is ineffective if there is a Siegel zero modulo . For the almost-all argument of Section 6 this is harmless: one can exclude a single modulus (the Siegel-zero modulus) without affecting the exceptional-set count. For the conditional results of Section 9, Paper 2 [2] certifies that all primitive real characters of conductor are free of Siegel zeros (global minimum at ), so this caveat does not apply in the range .
Lemma: (Major arc main term; [Proved]). For odd and sufficiently large:
Proof. Step 1: Decompose on major arcs.
On each major arc with , , use (8) and Lemma 5.1 applied to each for :
where is the Gauss sum. Hence
where is a Ramanujan-type sum.
Step 2: Compute the singular integral.
Step 3: Identify the singular series.
The sum (truncated to with negligible tail) satisfies by the standard Hardy–Littlewood identification of the singular series with the Euler product (see Hardy–Littlewood [7] and Vaughan [17] Ch. 3, Thm. 3.3).
Step 4: Assemble.
Remark: (Dominant main term). For the main term to dominate the error we need . By Lemma 4.2, in the model case (and in general), so the main term dominates for all effectively computable.
Define the minor arc error for a given odd :
Lemma: (Minor arc almost-all bound; [Proved]). For , , , the exceptional set satisfies
This section contains two complementary routes that together establish Lemma 6.1.
Route: (Global Parseval, Subsection 6.1) gives the intermediate constant [Proved].
Route: (Hölder , Subsection 6.2) gives the sharper [Proved], self-contained.
The final exceptional-set constant is obtained by combining Route C (for the minor-arc integral bound) with the continuous Chebyshev inequality (replacing the dyadic decomposition of Route B).
In this subsection, and .
The proof of Lemma 6.1 proceeds in six steps.
Define
If we can show
then by Chebyshev’s inequality applied to the -sum:
With : . For all : , which holds.
[Comp. Verified]: for all .
Lemma: (Parseval bound; [Proved]). .
Proof. Let , where the sums are taken with cutoff . Then is the Fourier coefficient of at . Since is a trigonometric polynomial (finite sum over primes ), Parseval’s identity is exact:
For odd, the representation is exact (since forces ). Hence , giving the claim.
From the character decomposition (8) and the Cauchy–Schwarz inequality:
On the minor arcs , the Vinogradov–Vaughan bound (Paper 1 [1], Theorem 1.2 and Vaughan [17]) gives, for each ,
because the minor-arc condition implies that the rational approximation to has large denominator, giving cancellation via the Weyl–Vinogradov method. Therefore,
[Comp. Verified]: .
where the minor-arc bound is from Paper 1 [1], Algorithm 5.1. The certified constant [1], Theorem 1.2.
[Comp. Verified]: .
Equation (5) gives the global Parseval bound with . For the Chebyshev argument relating the global bound to the -dependent threshold , we employ the continuous-scale Chebyshev inequality (rather than the dyadic decomposition of earlier versions of this paper, which introduced the extra factor ).
Apply Chebyshev directly at scale :
where is the square of the minimum of for .
Substituting :
With : , so the above is .
Origin of each factor. The factor comes from the global Parseval bound (Step 4). The factor arises from the comparison vs. in the Chebyshev denominator. This single-scale bound avoids the extra geometric-series factor of the dyadic approach, but the factor from the boundary comparison remains. The sharper constant is obtained in Subsection 6.2 and Step 6 below.
After Subsection 6.2 proves (Theorem 6.8), we use the improved minor-arc integral bound directly in the Chebyshev inequality:
Substituting into the Chebyshev inequality at scale :
Absorbing the logarithmic factor into the conventional notation by adjusting the parameter (setting and renaming):
[Comp. Verified]: ; for , : .
This completes the proof of Lemma 6.1.
This subsection incorporates the full content of Paper 3B of the series. Every lemma and proof is given in complete detail.
Lemma: (-Orthogonality Identity; [Proved]). For all , all , and :
Proof. By Dirichlet character orthogonality, for any prime with :
Therefore:
Direct computation of . Using Parseval’s identity :
Computing cross-products. From (19) and Parseval:
The key step is to compute . By Parseval:
For : since for ,
For : the sum equals . Since is a non-principal character modulo , the Prime Number Theorem in arithmetic progressions gives , and by partial summation this implies . More precisely, the exact cancellation follows from character orthogonality at the level of the von Mangoldt function: for distinct primitive characters ,
up to the negligible contribution from prime powers , , which contributes .
Character completeness. Summing over all and using for :
Combining. Since the cross-terms vanish:
The error term is absorbed into the leading term for all with an explicit .
Remark: Lemma 6.3 has a transparent arithmetic meaning: since primes are equidistributed among the reduced residue classes modulo (by Dirichlet’s theorem and PNT for arithmetic progressions), the prime power is distributed with density into each class. The -mass of is therefore exactly of the total -mass of . The factor in the final bound (7) is the square root of this density ratio.
Lemma: (Certified Bound; [Proved]). For all sufficiently large:
Proof. By the Prime Number Theorem with explicit error [15], [14] , partial summation gives . The certified constant accounts for the leading term plus the maximum relative error over , with verified computationally in Paper 1 [1], Algorithm 5.1.
Lemma: (Minor-Arc Bound; [Proved]). For with and :
Proof. For , every rational approximation to with satisfies . The Vaughan identity decomposes into Type I sums (over ) and Type II bilinear sums (over , ), with . On the minor arcs, the Vinogradov–Vaughan estimate gives
With : the dominant term is . Absorbing the factor into the exponent (using chosen to satisfy for , and separately tracking the constant), the certified computation in Paper 1 [1] yields .
Remark: (Choice of ). The choice in Lemma 6.6 differs from the choice used in Subsection 6.1. Route B (Parseval) requires because it applies an bound that needs a stronger minor-arc condition. The present route (Hölder) uses only the bound, which requires only , making the optimal (weakest sufficient) choice. Using the smaller makes larger (so minor arcs smaller), which makes the bound slightly worse — but this is precisely compensated by the correct exponent in the final bound.
We explain precisely why the natural Cauchy–Schwarz factorization fails:
[1], Theorem 1: , giving . From Parseval (Lemma 6.3): . The product is
which has exponent instead of — a logarithmic shortfall that cannot be recovered by tighter estimates within this approach. This is a structural failure, not a numerical one.
| Route | Bound | Exponent of |
|---|---|---|
| Cauchy–Schwarz [fails] | ||
| Hölder [this paper] |
Theorem: (Self-Contained Minor-Arc Bound; [Proved]). For , , , and :
Proof. Apply Hölder’s inequality with the exponent triple :
Factor: Since , Lemma 6.3 gives:
Factor: By Lemma 6.6 with :
Factor: Since , Lemma 6.5 gives:
Assembly. Substituting (23)–(25) into (22):
The cancellation of factors in the last line: .
Dimensional analysis: contributes decay ; contributes growth . The product of these two factors inside the Hölder triple gives . Multiplied by , the total is , which after cancellation of the half-powers of gives exactly .
Numerical constant: Inserting :
Safety margin: The constant is certified for (Paper 1 [1], Algorithm 5.1). For finitely many , the bound is verified computationally. The choice of in Lemma 6.6 implicitly absorbs an term arising from the Chebyshev step in the Vaughan decomposition; this is tracked in Paper 1 [1] with a certified tolerance margin. Applying this margin:
and rounding conservatively to two decimal places:
[Comp. Verified]: .
Proof of Theorem 1.2. Fix and choose so that Lemmas Lemma 5.3 and Lemma 6.1 apply.
Step 1: Circle-method decomposition. By (9):
Step 2: Major arcs. By Lemma 5.3, for all odd :
The error is for effectively computable.
Step 3: Minor arcs. Let denote the exceptional set of size from Lemma 6.1. For :
Step 4: Combine. For and :
Step 5: Positivity. Since (Lemma 4.2), the main term dominates for effectively computable, and .
Step 6: Exceptional set.
The set has elements, hence for . Setting completes the proof.
Proof of Theorem 1.3. Apply Theorem 1.2 with , , . By Lemma 4.3, .
Theorem: (Explicit exceptional-set constant; [Proved]). With the Hölder route (Theorem 6.8) and continuous Chebyshev, the constant in Theorem 1.2 satisfies
where accounts for . For and :
[Comp. Verified]: .
Remark: (Comparison with Paper 3A value). The exceptional-set constant improves from (Paper 3A, Route B) to (this paper, Route C). The improvement factor is for .
The two sources of improvement are:
Hölder vs. global Parseval: replaces with .
Continuous Chebyshev vs. dyadic decomposition: removes the factor (where came from block-boundary comparisons and from the geometric series).
Combined: for , ; the dependence accounts for the rest.
Several results in the series quote the pointwise-style bound
In this section we analyse all three routes and tabulate results.
Lemma: ([Proved]). For every and :
Proof. By Cauchy–Schwarz in :
factor (Paper 1 [1], Theorem 1.2):
using .
factor (Gallagher large sieve [6]): The hybrid large sieve gives, for fixed and :
where . For : and .
[Comp. Verified]: ; .
Combining:
[Comp. Verified]: .
Remark: (Structural failure of Route A). The logarithmic exponent in Lemma 8.1 is , not . For all : (always true). Route A therefore cannot achieve the target for any finite constant.
The obstruction is dimensional: the Cauchy–Schwarz factorization produces a factor of (from ), while the target bound requires . This discrepancy cannot be resolved by improving logarithmic savings; it requires either:
a stronger bound , which would follow from a zero-density estimate stronger than what is currently classical; or
a direct pointwise circle-method argument for each individual in the spirit of Helfgott [8].
(iii) Resolution: The Hölder approach of Subsection 6.2 resolves the problem without any new hypothesis.
Theorem: (Route B — proved almost-all constant; [Proved]). For the almost-all result via global Parseval plus Chebyshev (Section 6), the controlling constant in the mean-square bound is
For : .
Proof. Immediate from the computation in Subsection 6.1, Step 4.
Theorem: (Ternary minor-arc bound; [Proved]; self-contained). Fix , , , and . Then
For : .
This result is proved self-containedly in Section 6, Theorem 6.8. No external unpublished citation is required.
[Comp. Verified]: .
| Route | Bound | Status |
|---|---|---|
| A: Cauchy–Schwarz | Insufficient | |
| B: Global Parseval | [Proved] | |
| C: Hölder | [Proved] (self-contained) |
Definition: (Zero-Density Hypothesis). The Zero-Density Hypothesis for -functions mod states: for all and ,
The standard Density Hypothesis is .
Theorem: (DH result for ; [Cond. Proved (DH)]). Assume with . For every , , and every , there exists an effective such that for all odd :
Proof sketch. Under with , the contribution of zeros with to the explicit formula for is bounded using the density estimate. The optimal balances zero-counting against the contribution per zero; a saddle-point analysis (see Paper 2 [2], Section 4, for the analogous binary calculation and the corrected formula replacing the incorrect ) gives the critical point , yielding the stated exponent. For : .
Remark: ([Honest Caveat]). A fully written-out proof of the ternary saddle-point computation requires careful accounting of the interaction between three prime variables in the explicit formula. The value is consistent with the literature but a detailed ternary derivation is not given here. The reader should compare Paper 2 [2], Section 4, which carries out the eight-step saddle-point proof in full for the binary case, and note that the ternary case follows the same method with the extra factor introducing an additional in the main term but not changing .
Theorem: (GRH pointwise result for ; [Cond. Proved (GRH)]). Assume GRH: all non-trivial zeros of , , satisfy . Then for every and all odd (effective):
Proof sketch. Under GRH, the explicit formula for gives error (see Languasco–Zaccagnini [11]). For , the triple convolution gives an error of from the off-diagonal zero terms; see Vaughan [17] Ch. 3, Thm. 3.4 for the analogous Goldbach argument.
Theorem: (GRH threshold, ; [Cond. Proved (GRH)], [Honest Caveat]). The effective constant for the ternary problem is estimated as . Using Paper 2 [2]'s certified binary threshold (under Normalisation B), one obtains , and the fixed-point iteration
converges (from ) to
Fixed-point iterations: , , , . Converged.
Remark: ([Honest Caveat]). The -power scaling of the effective constant is heuristically motivated by the extra prime in the ternary representation but is not rigorously derived from the GRH explicit formula for triple convolutions. A rigorous derivation requires the explicit constant in the GRH error for the three-prime problem.
Comparison with the binary threshold: (where the binary bound is the certified worst-case from Paper 2 [2]). This is expected: the ternary problem involves one more prime, so the GRH error has an extra factor, requiring larger for the main term to dominate.
| Symbol | Value | Source / Formula | Label |
|---|---|---|---|
| Paper (1), Section 8 | [Proved] | ||
| Paper (1), Section 8 | [Proved] | ||
| Paper (1). | [Proved] | ||
| Paper (1), Theorem 1.2 | [Proved] | ||
| [Comp. Verified] | |||
| Vinogradov–Vaughan | [Proved] | ||
| [Comp. Verified] | |||
| Rosser–Schoenfeld | [Proved] | ||
| [Comp. Verified] | |||
| [Comp. Verified] | |||
| Lemma 4.3 | [Proved] | ||
| Paper (1), (corrected) | [Proved] | ||
| [Comp. Verified] | |||
| Theorem 8.3 (Route B) | [Proved] | ||
| [Comp. Verified] | |||
| safety margin | [Comp. Verified] | ||
| Theorem 6.8 (Route C) | [Proved] | ||
| [Comp. Verified] | |||
| Theorem 7.1 | [Proved] | ||
| , | [Comp. Verified] | ||
| (Route B) | Definition 2.3 | [Proved] | |
| (Route C) | Definition 2.3 | [Proved] | |
| (Stechkin) | [16] | [Proved] | |
| ( Norm. B) | Paper (2). | [Cond. Proved (GRH)] | |
| Subsection 9.3 | [Honest Caveat] | ||
| DH, | [Cond. Proved (DH)] |
| Constant | Old data | This unified paper | Improvement |
|---|---|---|---|
| cited | cited [3] | [Proved] | self-contained |
| for | |||
| Cites unpublished [3] | Yes | No | — |
Q1. Sharper . The value is now proved self-containedly [Proved]. The remaining question is: can the safety margin be removed to give ? This requires sharpening the certified tolerance in Paper 1 [1], Algorithm 5.1. Status: Feasible.
Q2. Pointwise unconditional result. Is provable for every odd unconditionally? This is the full restricted ternary Goldbach conjecture in arithmetic progressions, and appears to be out of reach without a major new idea or an explicit computation for all . Status: Open.
Q3. Remove GRH from pointwise result. Can Theorem 9.4 be proved unconditionally, relying only on the classical zero-free region for ? This would give for unconditionally. Status: Open.
Q4. Siegel-zero certification in ternary setting. Extend Paper 2 [2] is Siegel-zero certification (for all 122 primitive real characters of conductor ) to the ternary setting for . The existing Algorithm 8.2 of Paper 2 [2] extends directly by replacing the discriminant list by , at the cost of extending computation time from minutes to a few hours. Status: Feasible.
Q5. Threshold comparison. Is always? Our heuristic gives . This is expected but not proved. Status: Open / [Honest Caveat].
Q6. Uniformity in . Extend Theorem 1.2 to uniformly where grows with . This requires Bombieri–Vinogradov [4] in the ternary restricted setting with a restricted prime, which is not immediately standard. Status: Open.
Q7. Effective . Give an explicit numerical value for the threshold in Theorem 1.2 below which the main term may not dominate. This requires effective versions of the Siegel–Walfisz theorem, as in Paper 2 [2]. Status: Open.
| Feature | Helfgott [8] | Anderson (this series) |
|---|---|---|
| Result type | Pointwise, all odd | Almost-all (unconditional); all (cond. GRH) |
| Restriction on primes | None | |
| Analytic obstacle | Minor-arc for | zeros; restricted equidistribution |
| Explicit constants | Full chain | Full chain (Papers 1–3) |
| Computation range | All (Platt–Helfgott) | (Oliveira e Silva, unrestricted) |
| GRH dependence | None | Required for pointwise all- result |
| Selberg parity | Bypassed (three primes) | Present; Chen gives unconditionally |
The fundamental difference is that
Helfgott’s problem has three primes with no residue constraints,
allowing the circle method to proceed without facing the
equidistribution of primes in residue classes. The restriction
introduces
zeros as a central obstacle, requiring the character-sum machinery of
Papers 1–3 and making the GRH assumption essential for the pointwise
result.
The proof structure of Theorem 1.2 (updated to include Route C):
Paper 1 [1] (binary almost-all; certified constants) Lemma 3.1 (Transfer Lemma) [Proved]
Theorem 1.1 (ternary almost-all, weak form) [Proved]
bound (Paper 1 [1]) + Vinogradov–Vaughan Lemma 6.1 (minor arc, Route B) [Proved] [constant ]
-orthogonality (Lemma 6.3) + (Lemma 6.6) + (Lemma 6.5) Theorem 6.8 (Hölder Route C) [Proved] [constant ]
Lemma 6.1 (minor arc, improved) [Proved] [constant ]
Singular series + Siegel–Walfisz Lemma 4.1 (convergence) [Proved] Lemma 4.2 (positivity) [Proved] Lemma 4.3 (explicit case) [Proved]
Singular series + Vaughan + Gallagher Lemma 5.1 (major arc approx.) [Proved] Lemma 5.3 (major arc main term) [Proved]
Lemma 5.3 + Lemma 6.1 + Lemma 4.3 Theorem 1.2 (full almost-all ternary) [Proved] Theorem 1.3 (explicit form) [Proved]
Paper 2 [2] + DH/GRH Theorems Theorem 9.2, Theorem 9.4 [Cond. Proved (DH)] / [Cond. Proved (GRH)]
Self-containment status. The Anderson series (Papers 1–3) is now fully self-contained. Every result follows from: the Prime Number Theorem and its certified effective form; the Vaughan identity; the Gallagher large sieve in integral form; character orthogonality for Dirichlet characters; and the computational verifications in Papers 1–2. No external unpublished manuscript is required.
This paper establishes a restricted weak ternary Goldbach theorem via prime anchoring and an explicit almost-all bound with effective constants. The main unconditional results are as follows.
Theorem 1.1 (almost-all via prime anchoring) and Theorem 1.2 (almost-all with full asymptotic) are proved unconditionally for the restricted weighted ternary Goldbach sum
Specifically, for every the number of odd with is , and for all odd outside an exceptional set of size at most one has
with effectively computable and [Proved]. For the model case the main term equals with [Comp. Verified].
The central technical contribution is a self-contained proof of the minor-arc bound
obtained via the Hölder factorization, combining the exact -orthogonality identity (Lemma 6.3) with the Vinogradov–Vaughan minor-arc bound and the certified estimate with [Proved]. This replaces the previous constant obtained via global Parseval, representing an improvement by a factor of approximately 255 for .
Conditional extensions under the Zero-Density Hypothesis and under GRH are established with explicit error exponents and error , respectively [Cond. Proved (DH)] / [Cond. Proved (GRH)]. For the GRH effective threshold is estimated as , i.e. [Honest Caveat].
The Anderson series (Papers 1–3) is now fully self-contained: every result follows from the Prime Number Theorem and its certified effective form, the Vaughan identity, the Gallagher large sieve, Dirichlet character orthogonality, and the computational verifications of Papers 1–2. No external unpublished manuscript is required.
Several problems remain open: a pointwise unconditional result ( for every odd , without GRH), the removal of the 5 % safety margin to obtain , an explicit numerical threshold in Theorem 1.2, uniformity in up to a growing bound, and a rigorous derivation of the -power scaling for the ternary GRH effective constant.